Keeping up with the ever changing regulatory and compliance requirements in the financial industry is a constant challenge to organizations. This financial services company that we are working with has compliance data stacked in isolated and distinct systems. Gathering required data to put together a fact based response to a regulatory enquiry is a project by itself. We have been engaged to study the existing workflow and put together a system design that will improve the turn around time for the legal and compliance team to respond and scale to on-going regulatory enquires in a more rapid and transparent way.
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